COMPLIANCE

COMPLIANCE

LEGAL & REGULATORY

LEGAL & REGULATORY

RISK & AUDIT

RISK & AUDIT

OUTSOURCING SOLUTIONS

OUTSOURCING LÖSUNGEN

COMPLIANCE PACKAGE

The regulatory burden for finance companies has significantly increased over the past few years. This is particularly challenging for smaller and medium-sized players.

We have developed a compliance package customizable to your individual needs that we can offer at attractive pricing. It contains on-site visits, trainings and telephone support from our experts.

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FIDLEG AND FINIG

The legislative package of the Financial Services Act („FINSA“) and the Financial Institutions Act („FINIA“) has come into force on 1 January 2020. FINSA primarily aims to improve client protection in the provision of financial services and the offering of financial instruments. FINSA has a large impact and affects banks and fund managers as well as independent asset managers and even investment advisors. FINIA on the other hand regulates the requirements for the FINMA-licensing of independent asset managers, trustees, managers of collective assets and fund management companies as well as investment firms.

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KEY FACTORS FOR SUCCESSFUL OUTSOURCING SOLUTIONS:

TECHNICAL EXPERTISE, RELIABILITY AND EFFICIENCY.