COMPLIANCE PACKAGE
The regulatory burden for finance companies has significantly increased over the past few years. This is particularly challenging for smaller and medium-sized players.
We have developed a compliance package customizable to your individual needs that we can offer at attractive pricing. It contains on-site visits, trainings and telephone support from our experts.
LATEST NEWS
20. November 2024
- FINMA führt Verfahren gegen mehrere Gesellschaften und natürliche Personen im Zusammenhang mit der "Moonshot"-Plattform und ergreift Massnahmen, um Kunden und Investoren zu schützen
- FINMA Risk Monitor 2024: Principal risks for the financial sector and uncertainties due to geopolitical tensions
- Aktualisierte Sanktionsmeldung: Sudan
- Aktualisierte Sanktionsmeldung: Myanmar
- FINMA publishes new strategic goals
- Aktualisierte Sanktionsmeldung: Moldau
- FINMA publishes new ordinance and fully revised circular on auditing
- Aktualisierte Sanktionsmeldung: Islamische Republik Iran
FIDLEG AND FINIG
The legislative package of the Financial Services Act („FINSA“) and the Financial Institutions Act („FINIA“) has come into force on 1 January 2020. FINSA primarily aims to improve client protection in the provision of financial services and the offering of financial instruments. FINSA has a large impact and affects banks and fund managers as well as independent asset managers and even investment advisors. FINIA on the other hand regulates the requirements for the FINMA-licensing of independent asset managers, trustees, managers of collective assets and fund management companies as well as investment firms.
